Stephen Paul Bates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SQUARE GLOBAL LIMITED

    FRN 653770

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (29 May 2014 to 22 Jan 2017)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (8 Dec 2009 to 30 Dec 2013)
    • CF26 Customer Trading (11 Nov 2002 to 19 Jun 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF26 Customer Trading (16 Nov 2004 to 13 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.