Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Jan 2016)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2022)
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ALM Financial Ltd
FRN 1002716
- (4)Employed By (since 24 Oct 2023)
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- (7)Employed By (4 Jan 2016 to 12 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ALM Financial Ltd
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controlled function added: (4)Employed By at ALM Financial Ltd