Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 24 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Jan 2016)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2022)
    • (4)Employed By (since 24 Oct 2023)
  • Joseph Laurence Andrews (no longer approved here)

    FRN 214690

    • (7)Employed By (4 Jan 2016 to 12 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ALM Financial Ltd

  2. controlled function added: (4)Employed By at ALM Financial Ltd