Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Sep 2023 to 14 Feb 2025)
- [FCA CF] Client dealing (22 Sep 2023 to 14 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
- CF30 Customer (18 Jan 2013 to 29 Sep 2023)
- CF1 Director (AR) (18 Jan 2013 to 29 Sep 2023)
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- CF1 Director (AR) (29 Nov 2011 to 31 Dec 2012)
- CF30 Customer (29 Nov 2011 to 31 Dec 2012)
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- Employed By (29 Nov 2011 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Mar 2002 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.