Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Oct 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Oct 2021)
- CF1 Director (AR) (16 May 2013 to 21 Oct 2021)
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- CF30 Customer (1 Nov 2007 to 6 Apr 2009)
- CF22 Investment Adviser (Trainee) (5 Jul 2006 to 31 Oct 2007)
- CF1 Director (AR) (26 Aug 2005 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.