Stephen Ollis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Gould Financial Planning) Limited

    FRN 525989

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2025)
    • [FCA CF] Client dealing (since 25 Nov 2025)
  • The Sustainable Pension Company Ltd (no longer approved here)

    FRN 505258

    • Employed By (24 Aug 2021 to 9 Feb 2024)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 11 Dec 2020)
  • Eden Park Investment Management Ltd (no longer approved here)

    FRN 820967

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Dec 2020)
    • CF11 Money Laundering Reporting (13 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.