Stephen O'Connor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quantile Technologies Limited (no longer approved here)

    FRN 751812

    • SMF9 Chair of the Governing Body (10 Nov 2020 to 29 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2020)
    • CF10 Compliance Oversight (6 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
    • CF1 Director (30 Sep 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF12 Chair of the Remuneration Committee (7 Aug 2018 to 24 Apr 2025)
    • SMF9 Chair of the Governing Body (7 Aug 2018 to 24 Apr 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 14 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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