Stephen Neville Coates

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT WEALTH MANAGEMENT LTD

    FRN 551744

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 30 Sep 2025)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (26 Nov 2010 to 18 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 18 Mar 2013)
    • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
  • Professional Solutions Financial Services Ltd (no longer approved here)

    FRN 473057

    • (1)Employed By (25 Sep 2007 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (12 Apr 2006 to 9 Jun 2007)
  • Professional Solutions Group Ltd (no longer approved here)

    FRN 222578

    • Employed By (11 Feb 2003 to 5 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.