Stephen Neil Mound

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brightside Insurance Services Limited (no longer approved here)
FRN 302216
- CF29 Significant management (4 Feb 2016 to 2 Jun 2016)
Shop Direct Finance Company Limited (no longer approved here)
FRN 312190
- CF1 Director (27 Feb 2007 to 30 Apr 2008)
THE CO-OPERATIVE BANK P.L.C. (no longer approved here)
FRN 121885
- CF17 Significant Mgt (Other Business Operations) (13 Jun 2003 to 23 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.