Stephen Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 27 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2021)
    • CF30 Customer (2 Jun 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 27 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2021)
    • CF30 Customer (2 Jun 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
    • CF26 Customer Trading (28 Mar 2006 to 13 Jul 2006)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF26 Customer Trading (8 Feb 2006 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.