Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blakes Financial Management Limited
FRN 810027
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- [FCA CF] Functions requiring qualifications (since 2 Jul 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2023)
- CF30 Customer (17 Dec 2015 to 8 Dec 2019)
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- (4)Employed By (30 Oct 1998 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.