Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
- [FCA CF] Client dealing (since 8 Jun 2021)
- [FCA CF] Manager of certification employee (8 Jun 2021 to 1 Jan 2024)
- [FCA CF] Significant management (8 Jun 2021 to 17 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.