Stephen Michael Marker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hansford Bell Financial Planning Ltd

    FRN 482388

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Significant management (27 Nov 2020 to 28 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2021)
    • CF1 Director (9 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (9 Jun 2008 to 8 Dec 2019)
  • Clearwater Financial Consultancy (Exeter) Ltd (no longer approved here)

    FRN 228208

    • Employed By (2 Sep 2003 to 16 Jan 2006)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (21 Sep 2002 to 16 Jan 2006)
  • Aston Court Chambers Wealth Management Limited (no longer approved here)

    FRN 194725

    • Employed By (21 Sep 2002 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.