Stephen Michael Kennedy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited

    FRN 213724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2024)
    • CF30 Customer (since 12 Feb 2024)
  • Little & Georgiou (IFA) Limited

    FRN 939523

    • (1)Employed By (since 12 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2024)
    • CF30 Customer (10 Jun 2019 to 23 Feb 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (184)Employed By (10 Jun 2019 to 29 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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