Stephen Michael John Gabbitas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (AR) (15 Jun 2010 to 7 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2021)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2006 to 18 Sep 2006)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (8)Employed By (7 Jun 2006 to 31 Dec 2021)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • CF21 Investment Adviser (8 Feb 2002 to 5 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (8)Employed By at Wellesley Investment Management Ltd