Stephen Michael Franklin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • E C Financial Services Limited (no longer approved here)

    FRN 567851

    • Responsible for Insurance Distribution (11 Jun 2020 to 22 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2020 to 22 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 22 Aug 2022)
    • CF1 Director (19 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (21 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.