Stephen Michael Dixon

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Mar 2012)
    • CF30 Customer (since 8 Nov 2011)
  • CMD Financial Solutions Ltd

    FRN 538333

    • Employed By (since 8 Nov 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Jan 2011 to 6 Jan 2012)
    • CF30 Customer (31 Jan 2011 to 6 Jan 2012)
    • CF22 Investment Adviser (Trainee) (30 Sep 2005 to 31 Oct 2007)
  • Cumbria Mortgage Directory Ltd (no longer approved here)

    FRN 409463

    • Employed By (30 Sep 2005 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.