Stephen McCarthy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 9 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 10 Sep 2021)
    • [FCA CF] Material risk taker (15 Aug 2017 to 31 May 2019)
    • [FCA CF] Manager of certification employee (22 Jun 2017 to 31 May 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (8 Feb 2011 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (2 Apr 2018 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 10 Sep 2021)
    • [FCA CF] Client dealing (2 Apr 2018 to 10 Sep 2021)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Material risk taker (2 Apr 2018 to 10 Sep 2021)
    • [FCA CF] Client dealing (2 Apr 2018 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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