Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Advies Private Clients LLP
FRN 937655
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
- CF1 Director (AR) (18 Nov 2014 to 6 Dec 2017)
-
- Employed By (4 Nov 2014 to 6 Dec 2017)
-
- CF30 Customer (1 Nov 2007 to 11 Dec 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
- Employed By (1 Dec 2001 to 11 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.