Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Aug 2024)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (21 Aug 2009 to 20 Jun 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Aug 2009)
    • CF21 Investment Adviser (3 Jun 2004 to 31 Oct 2007)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (2 Jan 2004 to 3 Jun 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.