Stephen Martin Kirby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Mar 2012)
    • CF30 Customer (since 3 Dec 2010)
  • Kirby & Associates Wealth Management Limited

    FRN 537047

    • (2)Employed By (since 3 Dec 2010)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (9 Jul 2008 to 26 Jan 2009)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (1 Nov 2007 to 3 Jun 2008)
    • CF22 Investment Adviser (Trainee) (24 Aug 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (24 Aug 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF24 Pension Transfer Specialist (28 Feb 2005 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.