Stephen Martin Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- CF4 Partner (AR) (since 1 Jun 2021)
Martin Jones Financial Planning Consultants LLP
FRN 950431
- (2)Employed By (since 1 Jun 2021)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF4 Partner (AR) (25 May 2016 to 31 May 2016)
- CF7 Sole Trader (AR) (31 Oct 2004 to 2 Jun 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF4 Partner (AR) (10 Jun 2005 to 29 Oct 2007)
- CF7 Sole Trader (AR) (23 Sep 2004 to 2 Jun 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF4 Partner (AR) (10 Jun 2005 to 29 Oct 2007)
- CF7 Sole Trader (AR) (23 Sep 2004 to 2 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.