Stephen Martin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOM CONSULTANTS LIMITED

    FRN 424217

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • The Introducing Broker Finance Hub Ltd (no longer approved here)

    FRN 1015383

    • [FCA CF] Functions requiring qualifications (7 Oct 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (4 Oct 2024 to 28 Feb 2026)
    • SMF3 Executive Director (4 Oct 2024 to 28 Feb 2026)
  • Cityplus Network Ltd (no longer approved here)

    FRN 787508

    • [FCA CF] Functions requiring qualifications (4 May 2023 to 9 Mar 2024)
    • SMF3 Executive Director (9 Jan 2023 to 9 Mar 2024)
    • SMF16 Compliance Oversight (13 May 2022 to 9 Mar 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2021)
    • CF1 Director (AR) (11 Nov 2019 to 15 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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