Stephen Mark Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roberts Financial Services Limited

    FRN 527815

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (1 Aug 2020 to 10 Jul 2024)
    • CF1 Director (17 May 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 May 2011 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
    • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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