STEPHEN MARK MILES

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frank Investments Limited
FRN 627697
- CF1 Director (AR) (since 17 Apr 2026)
- CF30 Customer (since 17 Apr 2026)
NAS Invest UK Ltd
FRN 1053729
- Employed By (since 17 Apr 2026)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Client dealing (23 Jul 2024 to 5 Feb 2025)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- [FCA CF] Client dealing (1 Jun 2022 to 5 Feb 2025)
Jones Lang Lasalle Corporate Finance Limited (no longer approved here)
FRN 140854
- CF30 Customer (27 Sep 2012 to 15 Oct 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.