Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (15 Sep 2004 to 11 Feb 2005)
  • PTI Direct Sales Ltd (no longer approved here)

    FRN 403491

    • (3)Employed By (15 Sep 2004 to 29 May 2009)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF7 Sole Trader (AR) (20 Aug 2003 to 28 Dec 2004)
    • CF21 Investment Adviser (20 Aug 2003 to 28 Dec 2004)
  • Prospect Ifa (no longer approved here)

    FRN 227619

    • (1)Employed By (20 Aug 2003 to 28 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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