Stephen Mark Frohlich

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • [FCA CF] Client dealing (15 Jul 2024 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (15 Jul 2024 to 10 Sep 2025)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jul 2024)
    • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF1 Director (23 Nov 2009 to 28 Sep 2010)
    • CF30 Customer (5 Nov 2008 to 8 Oct 2010)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (8 Oct 2008 to 8 Oct 2010)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (13 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.