Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 14 Jan 2013)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (1 Dec 2001 to 21 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2005)
  • Harrow Life Financial Ltd (no longer approved here)

    FRN 196635

    • (4)Employed By (1 Dec 2001 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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