Stephen Lucas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2025)
    • CF30 Customer (since 12 Nov 2025)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (96)Employed By (since 12 Nov 2025)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • [FCA CF] Functions requiring qualifications (23 Sep 2024 to 8 Sep 2025)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (29 Mar 2023 to 20 May 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Sep 2021 to 20 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.