Stephen Little

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 10 Oct 2024)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Material risk taker (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 26 Jun 2020)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 10 Oct 2024)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Material risk taker (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 26 Jun 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.