Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Carter Dawes IFA Solutions Limited
FRN 457006
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 14 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Aug 2021)
- CF30 Customer (17 May 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.