Stephen Leslie Pruce

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 17 Nov 2005)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (191)Employed By (6 Jul 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.