Stephen Leslie Graves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Nicholas Financial Advisers Ltd (no longer approved here)

    FRN 450015

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 4 Dec 2023)
    • [FCA CF] Client dealing (8 Dec 2020 to 4 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
    • CF1 Director (5 May 2006 to 8 Dec 2019)
  • Robert Nicholas Partnership (no longer approved here)

    FRN 206455

    • (7)Employed By (1 Dec 2001 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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