Stephen Leslie Faldo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (13 Jan 2020 to 20 Mar 2021)
    • [FCA CF] Manager of certification employee (13 Jan 2020 to 20 Mar 2021)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jan 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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