Stephen Kingsley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- SMF11 Chair of the Audit Committee (since 4 Jan 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF2 Non Executive Director (29 Mar 2012 to 1 Apr 2015)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF2 Non Executive Director (20 Jan 2010 to 6 Apr 2010)
THE CO-OPERATIVE BANK P.L.C. (no longer approved here)
FRN 121885
- CF2 Non Executive Director (30 Jul 2009 to 16 Jun 2011)
Soteria Insurance Limited (no longer approved here)
FRN 435022
- CF2 Non Executive Director (30 Jul 2009 to 16 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.