Stephen Kenneth Wisson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- CF1 Director (13 Jan 2011 to 25 Jun 2013)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF16 Significant Mgt (Desgntd Investment Business) (26 Jan 2007 to 8 Jun 2007)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF8 Apportionment and Oversight (1 Aug 2003 to 27 Feb 2004)
- CF1 Director (1 Dec 2001 to 14 Mar 2005)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF1 Director (1 Aug 2003 to 14 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.