Stephen Keith James Nelson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (14 Jul 2020 to 4 Aug 2021)
    • [FCA CF] Client dealing (14 Jul 2020 to 12 Apr 2024)
    • CF30 Customer (22 May 2014 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (14 Jul 2020 to 12 Apr 2024)
    • [FCA CF] Manager of certification employee (14 Jul 2020 to 4 Aug 2021)
    • CF30 Customer (22 May 2014 to 8 Dec 2019)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (94)CF2 Non Executive Director (20 Jan 2005 to 11 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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