Stephen Joseph Tapley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited

    FRN 141665

    • [FCA CF] Material risk taker (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (30 May 2025 to 12 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (25 Sep 2012 to 8 Dec 2019)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF30 Customer (10 Feb 2009 to 21 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.