Stephen Joseph Owen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (28 Dec 2016 to 29 Jun 2018)
Capstone Financial Management Ltd (no longer approved here)
FRN 630674
- Employed By (28 Dec 2016 to 29 Jun 2018)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (22 Mar 2013 to 16 Dec 2016)
Money Solutions Advisers Ltd (no longer approved here)
FRN 229145
- (2)Employed By (4 Nov 2003 to 1 Oct 2006)
Stephen J. Owen Financial Management (no longer approved here)
FRN 195014
- (1)Employed By (1 Dec 2001 to 19 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.