Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2021)
    • [FCA CF] Manager of certification employee (22 Aug 2024 to 15 May 2025)
  • CHESTERTON GRANT MORTGAGES LTD. (no longer approved here)

    FRN 300796

    • SMF3 Executive Director (8 Apr 2024 to 25 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.