Stephen John Western

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westmore Insure Ltd

    FRN 745830

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 May 2021)
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Significant management (since 1 May 2021)
    • [FCA CF] CASS oversight function (since 1 May 2021)
    • Responsibility for MCD Intermediation (since 23 Jul 2020)
    • SMF16 Compliance Oversight (since 3 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (15 Dec 2016 to 30 Sep 2018)
    • CF1 Director (15 Dec 2016 to 8 Dec 2019)
  • Affinity Select Insurance Services Limited (no longer approved here)

    FRN 300348

    • CF1 Director (AR) (18 Nov 2015 to 12 Dec 2016)
  • Westmore Insure Ltd (no longer approved here)

    FRN 664179

    • Employed By (18 Nov 2015 to 12 Dec 2016)

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