Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (19 Mar 2021 to 1 Sep 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
- CF30 Customer (23 Nov 2018 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2020)
- SMF27 Partner (9 Dec 2019 to 1 Sep 2024)
- CF3 Chief Executive (1 Jul 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
- CF4 Partner (29 Nov 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.