Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ECI Management Limited (no longer approved here)

    FRN 812979

    • SMF3 Executive Director (19 Mar 2021 to 1 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • ECI Partners LLP (no longer approved here)

    FRN 211137

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Sep 2024)
    • CF3 Chief Executive (1 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
    • CF4 Partner (29 Nov 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.