Stephen John Tait

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Masterplan Financial Services

    FRN 400535

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 23 Mar 2021)
    • [FCA CF] Manager of certification employee (since 23 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF8 Apportionment and Oversight (23 Jul 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (23 Jul 2004 to 17 Dec 2012)
    • CF7 Sole Trader (23 Jul 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (23 Jul 2004 to 31 Oct 2007)
    • Responsible for Insurance Mediation (23 Jul 2004 to 17 Dec 2012)
    • CF11 Money Laundering Reporting (23 Jul 2004 to 17 Dec 2012)
  • Masterplan Financial Services (no longer approved here)

    FRN 193336

    • (2)Employed By (1 Dec 2001 to 30 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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