Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
    • SMF16 Compliance Oversight (4 Jul 2024 to 3 Oct 2024)
    • CF11 Money Laundering Reporting (1 Nov 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.