Stephen John Pearce

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (16 Sep 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (10 Dec 2020 to 3 Jul 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2020 to 3 Jul 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (16 Sep 2021 to 3 Jul 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2020 to 3 Jul 2023)
    • [FCA CF] Client dealing (10 Dec 2020 to 3 Jul 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (16 Sep 2021 to 3 Jul 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2020 to 3 Jul 2023)
    • [FCA CF] Client dealing (10 Dec 2020 to 3 Jul 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (13 Feb 2008 to 27 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.