Stephen John Opie

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratton Wealth Management Limited (no longer approved here)

    FRN 845274

    • Responsibility for MCD Intermediation (22 Jan 2021 to 24 Jun 2022)
    • [FCA CF] Client dealing (12 Jan 2020 to 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (12 Jan 2020 to 10 Jun 2022)
  • Prism EBC Limited (no longer approved here)

    FRN 630623

    • (31)[FCA CF] Client dealing (27 Jul 2020 to 11 May 2022)
    • (32)[FCA CF] Functions requiring qualifications (27 Jul 2020 to 11 May 2022)
    • (30)CF1 Director (AR) (13 Oct 2016 to 11 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (30)CF1 Director (AR) at Prism EBC Limited

  2. controlled function added: (31)[FCA CF] Client dealing at Prism EBC Limited

  3. controlled function added: (32)[FCA CF] Functions requiring qualifications at Prism EBC Limited