Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Aug 2018)
    • CF1 Director (AR) (2 Sep 2008 to 7 Jul 2010)
    • CF30 Customer (2 Sep 2008 to 7 Jul 2010)
    • (2)Employed By (since 16 Aug 2018)
    • (1)Employed By (2 Sep 2008 to 7 Jul 2010)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 10 Jan 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Mar 2004)
  • Reach 4 Solutions Ltd (no longer approved here)

    FRN 232250

    • (8)Employed By (19 Mar 2004 to 10 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)Employed By at Reach 4 Solutions Ltd