Stephen John Mills

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2005 to 28 Apr 2006)
    • CF26 Customer Trading (20 Apr 2005 to 12 Sep 2005)
    • CF21 Investment Adviser (3 Dec 2003 to 28 Apr 2006)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.