Stephen John Meli

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SYNERGY MARKETS LTD

    FRN 623190

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (29 Jun 2018 to 1 Nov 2021)
    • CF30 Customer (12 Nov 2014 to 1 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2014 to 8 Dec 2019)
    • CF1 Director (12 Nov 2014 to 8 Dec 2019)
  • TRADEINBOX LIMITED (no longer approved here)

    FRN 771741

    • Employed By (29 Jun 2018 to 1 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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