Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Dec 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 18 Apr 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Dec 2010 to 5 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 8 Jan 2011)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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