Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arden Associates (IFA) LLP
FRN 208500
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2002 to 23 Apr 2008)
- CF4 Partner (27 Feb 2002 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (27 Feb 2002 to 31 Oct 2007)
- CF21 Investment Adviser (27 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.